Safeguarding India's Democracy

Exploring the transformative impact of the 44th Amendment Act (1978) and the indispensable role of Judicial Review in fortifying constitutional governance and fundamental rights.

Introduction to Safeguards

The 44th Constitutional Amendment Act, 1978, stands as a monumental legislative response to the widespread abuses of emergency powers, particularly during the 1975 National Emergency. Enacted by the Janata Party government, this Amendment critically re-evaluated the emergency provisions in Part XVIII of the Constitution, inserting stringent procedural and substantive safeguards. Its primary objective was to prevent future executive overreach, reinforce parliamentary supremacy, enhance judicial scrutiny, and protect fundamental rights, thereby fortifying the democratic and federal character of the Indian Republic.

The 44th Amendment Act: Core Safeguards

The 44th Amendment Act, 1978, brought about significant changes to the emergency provisions, primarily focusing on Article 352 (National Emergency) and Article 356 (President's Rule), to prevent their arbitrary and politically motivated misuse.

National Emergency (Article 352)

The term "internal disturbance" was substituted with "armed rebellion" as a ground for proclaiming a National Emergency. This ensures that an emergency cannot be imposed merely for a breakdown of law and order or political unrest, requiring a much higher threshold of actual armed revolt.

The President can now proclaim a National Emergency only on the written recommendation of the Union Cabinet. This replaced the earlier practice where the President could act solely on the advice of the Prime Minister (as happened in 1975). This ensures collective decision-making and accountability of the entire Cabinet.

The period for parliamentary approval of a proclamation of emergency was reduced from two months to one month. This ensures swifter legislative scrutiny.

The approval by Parliament (for both initial proclamation and its continuance) now requires a special majority of the total membership of each House and a majority of not less than two-thirds of the members present and voting. This higher threshold makes it more difficult for the executive to impose and continue an emergency without broad political consensus.

Once approved, the emergency continues for six months. However, each subsequent resolution for its continuance also requires a special majority of Parliament every six months. This prevents indefinite continuation without parliamentary consent.

A significant safeguard was introduced empowering the Lok Sabha to terminate a National Emergency. If the Lok Sabha passes a resolution disapproving the proclamation or its continuance by a simple majority, the President must revoke the emergency.

To facilitate this, if 1/10th or more of the total members of the Lok Sabha give a written notice to the Speaker (or President, if the House is not in session), a special sitting of the House must be held within 14 days to consider such a resolution. This makes the executive directly accountable to the Lok Sabha for the continuation of the emergency.

President's Rule (Article 356)

The 44th Amendment placed stringent restrictions on extending President's Rule beyond one year. It can now be extended beyond one year only if:

  • (a) A National Emergency (Article 352) is in operation in the whole of India or in the whole or any part of the concerned state; AND
  • (b) The Election Commission certifies that holding general elections to the state legislative assembly is difficult due to exceptional circumstances.

(Note: These restrictions were temporarily modified for Punjab by subsequent amendments (64th and 68th Amendments) due to specific security situations).

This dual condition aims to prevent the indefinite prolongation of central rule in a state, ensuring that democratic governance is restored as soon as feasible.

Fundamental Rights (Articles 20, 21, 19)

The most crucial safeguard for Fundamental Rights was the amendment to Article 359, providing that the enforcement of Article 20 (protection in respect of conviction for offences) and Article 21 (protection of life and personal liberty) cannot be suspended under any circumstances during a National Emergency. This directly addressed the severe abuses of civil liberties during the 1975 Emergency (e.g., Habeas Corpus case).

The 44th Amendment restricted the automatic suspension of the six Fundamental Rights under Article 19 (as per Article 358). These rights can now be automatically suspended only when the National Emergency is proclaimed on grounds of war or external aggression, and not when the ground is armed rebellion. This ensures that internal security emergencies do not lead to blanket suspension of basic freedoms.

It clarified that only those laws (and executive actions taken under them) that are related to the emergency proclamation are protected from challenge under the suspended Fundamental Rights. Other laws and executive actions unrelated to the emergency can still be challenged in courts. This prevents the executive from passing unrelated draconian laws under the guise of an emergency.

Judicial Review (Implicit Reinforcement)

While the 44th Amendment did not explicitly add a clause for judicial review of emergency proclamations (the 38th Amendment by Indira Gandhi's government had made it immune), its spirit paved the way for the judiciary to assert its role. The Supreme Court in the Minerva Mills Ltd. v. Union of India (1980) case, interpreted the Constitution to hold that the proclamation of a National Emergency (and by extension other emergencies) is subject to judicial review on grounds of mala fide, extraneous considerations, or perversity. This landmark judgment reinforced the judiciary's role as a final arbiter and protector of the Constitution's basic structure.

Summary Table: Key 44th Amendment Safeguards

Feature Before 44th Amendment (1978) After 44th Amendment (1978)
Grounds for Art 352 War, External Aggression, Internal Disturbance War, External Aggression, Armed Rebellion
Art 352 Proclamation Authority President on PM's oral advice President on written recommendation of Union Cabinet
Art 352 Parl. Approval Time 2 months 1 month
Art 352 Parl. Approval Majority Simple majority Special majority (total membership & 2/3 present & voting)
Art 352 Revocation by Lok Sabha No specific power Lok Sabha can revoke by simple majority resolution. 1/10th members can request special sitting (14 days notice).
Suspension of Art 19 (Art 358) Automatic suspension on any ground of emergency (Art 352) Automatic suspension only on War/External Aggression grounds; not Armed Rebellion.
Suspension of Art 20 & 21 (Art 359) Could be suspended Cannot be suspended under any circumstances.
Art 356 Extension beyond 1 year Possible with simple majority Parl. approval (no stringent conditions) Only if:
1. National Emergency in operation AND
2. EC certifies election difficulty in state.
Judicial Review of Proclamations Generally considered outside review (pre-Bommai, 38th Am made it immune) Subject to Judicial Review (Minerva Mills case reinforced this spirit, Bommai for Art 356).

Judicial Review of Emergency Proclamations

The Indian Constitution vests extraordinary powers in the executive to declare emergencies to safeguard national integrity and stability. However, the potential for misuse of these powers, especially in the context of federalism and fundamental rights, has been a significant concern. The judiciary has played a crucial role in acting as a vigilant guardian of the Constitution, evolving its stance from initial reluctance to robust intervention, thereby establishing that emergency proclamations, though executive in nature, are unequivocally subject to judicial review.

Initial Reluctance to Intervene

Traditionally, courts often adopted a stance of non-intervention in matters perceived as "political questions," deferring to the executive or legislature. The declaration of emergency was often considered a political act driven by considerations of state policy, national security, or executive discretion, thus placing it largely beyond judicial scrutiny.

In the initial decades of independence, the judiciary generally showed deference to the executive in matters of national security and emergency, reluctant to delve into the 'satisfaction' of the President or the factual basis of the emergency proclamation.

This Amendment, passed during the 1975 National Emergency, explicitly attempted to codify this non-justiciability. It inserted a clause (Article 352(5), later repealed) stating that the President's 'satisfaction' for declaring emergency was final and conclusive and could not be questioned in any court on any ground. This reflected the executive's desire to completely remove judicial oversight.

While not directly on the proclamation's validity, this infamous Supreme Court judgment (by a 4:1 majority) was a stark illustration of judicial deference during an emergency. The majority held that during a National Emergency, a person had no locus standi to move any writ petition (including Habeas Corpus) to enforce their fundamental rights, even the right to life and personal liberty (Article 21). This effectively gave the executive unchecked power to detain without legal recourse, highlighting the judiciary's severe limitations or reluctance at the time.

Evolution of Judicial Scrutiny: Landmark Cases

The judicial landscape underwent a profound transformation, particularly after the excesses of the 1975 Emergency and the subsequent 44th Amendment Act, 1978, which removed the immunity clause inserted by the 38th Amendment.

Minerva Mills Ltd. v. Union of India (1980)

(Relevant for National Emergency - Article 352)

Key Ruling: The Court held that judicial review is a basic feature of the Constitution (part of the Basic Structure Doctrine). It explicitly stated that the President's 'satisfaction' for declaring a National Emergency is not beyond judicial review.

Scope of Review: The Court clarified that while it would not sit in judgment over the adequacy or sufficiency of the material, it would examine whether the satisfaction was based on relevant facts and not on mala fide (bad faith), extraneous considerations, perversity, or irrationality.

Impact: This judgment opened the door for judicial scrutiny of emergency proclamations and reinforced the judiciary's role as a guardian of the Constitution.

S.R. Bommai v. Union of India (1994)

(Relevant for President's Rule - Article 356)

Key Ruling: The Supreme Court unequivocally held that a Presidential proclamation under Article 356 is subject to judicial review. This firmly established the justiciability of President's Rule.

Grounds/Conditions for Review:

  • President's satisfaction must be based on objective material.
  • Can be struck down if found mala fide, perverse, or irrational.
  • Power is exceptional, to be used sparingly, as a last resort.
  • State Assembly should not be dissolved until parliamentary approval (only suspended).
  • SC can restore dismissed state government if proclamation unconstitutional.
  • Majority of a government should be tested on the floor of the House.
  • Secularism affirmed as part of Basic Structure; Article 356 can be invoked for anti-secular policies.

Impact: This judgment acted as a watershed, significantly curbing the political misuse of Article 356 and strengthening India's federal structure.

Conclusion & Significance

The 44th Amendment Act, 1978, represents a watershed moment in India's constitutional history. It was a direct and forceful response to the abuses of power during the 1975 Emergency, reflecting a collective determination to prevent future executive overreach. By inserting stringent safeguards, it strengthened the democratic and federal aspects of the Indian polity, ensuring that:

  • Emergency powers are invoked only under truly extraordinary circumstances.
  • Parliamentary oversight is robust and effective.
  • Individual liberties, particularly the right to life and personal liberty, remain inviolable even during a crisis.
  • The executive is held accountable for its actions under emergency rule.

The journey of judicial review of emergency proclamations in India reflects a crucial evolution in the constitutional jurisprudence, marking a shift from judicial deference to assertive constitutional guardianship. The Minerva Mills and S.R. Bommai judgments are cornerstones that ensured the executive's 'satisfaction' for declaring an emergency is not absolute but subject to stringent judicial scrutiny, albeit on limited grounds.

While the inherent power of the emergency provisions remains formidable, the 44th Amendment, coupled with subsequent judicial pronouncements, has transformed them from potentially 'deadly weapons' into constitutional 'safety valves', to be used sparingly and judiciously, safeguarding the fundamental principles of the Constitution. Its legacy is a testament to India's capacity for self-correction and commitment to constitutionalism.

Prelims-ready Notes

  • 44th Amendment Act, 1978: Introduced safeguards to emergency provisions (Part XVIII).
  • National Emergency (Art 352) Safeguards: "Internal Disturbance" replaced by "Armed Rebellion". President needs written recommendation of Union Cabinet. Parliamentary Approval within one month, requires Special Majority. Duration 6 months, renewals also require Special Majority. Lok Sabha can revoke by simple majority; 1/10th members can request special sitting.
  • President's Rule (Art 356) Safeguards: Extension beyond 1 year only if (a) National Emergency (Art 352) is in operation AND (b) Election Commission certifies election difficulty.
  • Fundamental Rights Safeguards (for National Emergency): Art 20 & 21 enforcement cannot be suspended. Art 19 automatic suspension ONLY on grounds of War or External Aggression (NOT Armed Rebellion). Limited Immunity for Laws: Only related laws/actions protected.
  • Reinforcement of Judicial Review: Minerva Mills case (1980) clarified President's satisfaction for Art 352 is subject to judicial review (mala fide, extraneous, perversity). S.R. Bommai case (1994) firmly established judicial review for Art 356, emphasizing objective material, floor test, suspension of assembly.

Mains-ready Analytical Notes

Major Debates/Discussions

  • Necessity of Amendments: Reflects India's capacity for self-correction post-1975.
  • Balance between Security and Liberty: Non-suspendability of Articles 20 & 21 as a bedrock.
  • Role of Cabinet vs. PM: Shift to written Cabinet advice strengthening collective responsibility.
  • Parliamentary vs. Executive Power: Amendment significantly tilted balance back to parliamentary oversight.
  • Judicial Activism vs. Restraint: Judicial review evolution from restraint to assertive guardianship.
  • 'Satisfaction' of the President: Judiciary's role in interpreting and reviewing this subjective element.

Historical/Long-term Trends

  • Post-1975 Paradigm Shift: From unchecked executive power to highly constrained powers.
  • Reinforcement of Basic Structure: Minerva Mills cementing judicial review as basic feature.
  • Decline in Misuse: Strict conditions reduced frequency and arbitrary nature of emergency invocations.
  • Constitutional Morality: Fostered greater restraint in exercising extraordinary powers.
  • Learning from Experience: Judicial journey influenced by 1975 Emergency abuses.
  • Strengthening Federalism: S.R. Bommai fundamentally altered Centre-State relations.

Contemporary Relevance/Impact

  • Democratic Resilience: Safeguards protect democratic processes even in crises.
  • Accountability in Crisis: Parliamentary and judicial review ensure executive accountability.
  • Preventing Authoritarianism: Powerful legislative and judicial deterrent.
  • Never Used Financial Emergency: Reflects high invocation threshold and effectiveness of safeguards.
  • Deterrent against Misuse: Robust judicial review acts as powerful deterrent.
  • Upholding Constitutionalism: All actions must conform to Constitution's spirit.

Real-world/Data-backed Examples

  • Non-Declaration of National Emergency (Post-1975): Despite challenges (Kargil, 26/11), no Art 352 since 1975.
  • Use of Disaster Management Act during COVID-19: Preference for non-Art 352 mechanisms.
  • Impact on President's Rule: S.R. Bommai (1994) significantly reduced Article 356's imposition.
  • Uttarakhand & Arunachal Pradesh cases (2016): Direct demonstrations of judicial review's efficacy.

UPSC Previous Year Questions

Prelims MCQs

1. UPSC Prelims 2015:
Which of the following statements is/are true regarding the 44th Amendment to the Constitution of India?
  1. It removed the right to property from the list of Fundamental Rights.
  2. It changed the term "internal disturbance" to "armed rebellion" for the proclamation of National Emergency.
  3. It made the advice of the Council of Ministers binding on the President.
Select the correct answer using the code given below:
  1. (a) 1 only
  2. (b) 1 and 2 only
  3. (c) 2 and 3 only
  4. (d) 1, 2 and 3
Answer: (b)
Hint/Explanation: Statement 1 is correct (Art 300A). Statement 2 is correct (key safeguard). Statement 3 is incorrect (42nd Am. made it binding; 44th Am. allowed reconsideration). This question is a direct test of 44th Amendment's safeguards.

Mains Questions

1. UPSC Mains 2020 (GS Paper 2):
"Though the federal principle is dominant in our Constitution and that principle is one of its basic features, but it is equally true that federalism under the Indian Constitution leans in favour of a strong Centre. Discuss."
Direction: While discussing the unitary bias, it is crucial to explain how the 44th Amendment introduced safeguards to prevent misuse of these unitary powers, thus preventing an arbitrary shift from federal to unitary. Value Points: Explain the unitary features. Then, dedicate a segment to the 44th Amendment's role in balancing these powers with democratic principles and individual rights, showcasing how it attempts to ensure the unitary tilt is exercised within constitutional limits.

Trend Analysis

Prelims Trends

  • High Importance: The 44th Amendment is consistently a high-yield topic.
  • Specific Changes: Questions focus on the exact changes made (e.g., "armed rebellion" vs. "internal disturbance", written cabinet advice, special majority, non-suspendable FRs).
  • Impact on FRs: Questions on Articles 20, 21, and 19 during an emergency, and how the 44th Amendment modified their suspension, are frequent.
  • General Trend: Factual recall, emphasizing the preventive aspects of the Amendment and understanding of judicial review cases.

Mains Trends

  • Analytical Focus: Demand critical analysis of the 44th Amendment's role in curbing executive overreach and protecting democracy.
  • Historical Context: The 1975 Emergency serves as the essential backdrop.
  • Fundamental Rights: Most crucial aspect discussed is the protection offered to Fundamental Rights, especially Arts 20 & 21.
  • Parliamentary & Judicial Roles: Discussion on how the Amendment strengthened these institutions as checks.
  • Impact on Federalism: How the Amendment and judicial pronouncements tempered the unitary bias.
  • General Trend: Deep dive into the amendment's significance as a corrective measure, its enduring impact, and its role in strengthening constitutional governance.

Original MCQs for Prelims

1. Which of the following aspects of a National Emergency (Article 352) were not modified by the 44th Constitutional Amendment Act, 1978?
  1. The period within which parliamentary approval is required.
  2. The maximum duration for which it can be continued.
  3. The type of majority required for parliamentary approval.
  4. The grounds for its proclamation.
Select the correct answer using the code given below:
  1. (a) 1 and 3 only
  2. (b) 2 only
  3. (c) 2 and 4 only
  4. (d) 1, 2, 3 and 4
Answer: (b)
Explanation: Statement 1 (Parliamentary approval period): Modified from 2 months to 1 month. Statement 2 (Maximum duration): National Emergency (Art 352) has no maximum duration (it can be extended indefinitely with 6-month approvals). The 44th Amendment did not change this. It only added restrictions for Art 356 extension beyond 1 year. So, this aspect was not modified. Statement 3 (Type of majority): Modified from simple to special majority. Statement 4 (Grounds): Modified from "internal disturbance" to "armed rebellion". Therefore, only statement 2 was not modified.
2. Consider the following statements regarding the safeguards to Fundamental Rights during a National Emergency introduced by the 44th Amendment Act, 1978:
  1. The enforcement of Article 20 and Article 21 can never be suspended, irrespective of the grounds of emergency.
  2. The six freedoms guaranteed by Article 19 are automatically suspended if the emergency is proclaimed due to 'armed rebellion'.
  3. Laws made during the emergency that violate suspended Fundamental Rights are protected from judicial challenge only if they are related to the emergency.
Which of the statements given above is/are correct?
  1. (a) 1 only
  2. (b) 1 and 2 only
  3. (c) 1 and 3 only
  4. (d) 1, 2 and 3
Answer: (c)
Explanation: Statement 1 is correct: This is a fundamental safeguard introduced by the 44th Amendment. Statement 2 is incorrect: Article 19 freedoms are automatically suspended only if the emergency is proclaimed due to war or external aggression, not armed rebellion (44th Amendment). Statement 3 is correct: The 44th Amendment introduced this safeguard, preventing the executive from passing unrelated laws under the guise of an emergency and enjoying immunity from FR challenge.
3. In the context of judicial review of emergency proclamations in India, consider the following statements:
  1. The 38th Constitutional Amendment Act, 1975, explicitly made the President's satisfaction for proclaiming emergency immune from judicial review.
  2. The Supreme Court, in Minerva Mills Ltd. v. Union of India (1980), ruled that judicial review is a basic feature of the Constitution and applies to emergency proclamations.
  3. The S.R. Bommai v. Union of India (1994) case provided that the Supreme Court cannot restore a dismissed state government even if the proclamation under Article 356 is found unconstitutional.
Which of the statements given above is/are correct?
  1. (a) 1 only
  2. (b) 1 and 2 only
  3. (c) 2 and 3 only
  4. (d) 1, 2 and 3
Answer: (b)
Explanation: Statement 1 is correct: The 38th Amendment indeed sought to make it immune (though this was later repealed). Statement 2 is correct: This was a landmark ruling by the Supreme Court. Statement 3 is incorrect: The S.R. Bommai judgment explicitly stated that the Supreme Court can restore a dismissed state government and reactivate the assembly if the proclamation is found unconstitutional.
4. The judicial review of a proclamation of National Emergency (Article 352) by the Supreme Court primarily focuses on:
  1. (a) The political wisdom behind the declaration and its long-term economic consequences.
  2. (b) The sufficiency or adequacy of the material leading to the President's satisfaction.
  3. (c) Whether the President's satisfaction was based on relevant facts and free from mala fide intent or perversity.
  4. (d) The opinion of the Chief Ministers of affected states regarding the necessity of the emergency.
Answer: (c)
Explanation: Option (a) and (b) are incorrect: The courts do not delve into the political wisdom or the sufficiency/adequacy of the material. Their review is limited. Option (c) is correct: As established in Minerva Mills, the review is on limited grounds, primarily whether the satisfaction was based on relevant facts and not on mala fide, extraneous considerations, or perversity. Option (d) is incorrect: The opinion of Chief Ministers is not a direct legal ground for judicial review, although their political views might influence the executive's decision.

Original Descriptive Questions for Mains

1. "The 44th Constitutional Amendment Act, 1978, transformed India's approach to emergency governance from a potentially authoritarian model to one grounded in stronger democratic safeguards. Elaborate on the key changes brought by this Amendment and their cumulative impact on parliamentary oversight and the protection of fundamental rights." (15 marks, 250 words)
Key Points/Structure: Intro: Briefly state the context (1975 Emergency abuses) and the 44th Amendment's aim to democratize emergency powers. Key Changes & Impact on Parliamentary Oversight: Written Cabinet Advice, Reduced Approval Time (1 month), Special Majority for Approval, Lok Sabha's Power to Revoke, Restrictions on Art 356 Extension. Key Changes & Impact on Protection of Fundamental Rights: Non-suspendability of Art 20 & 21, Art 19 Restriction, Limited Immunity for Laws. Cumulative Impact: These changes collectively reinforced parliamentary supremacy, strengthened the rule of law, empowered citizens' rights, and reduced the scope for executive overreach, making the emergency provisions truly exceptional and accountable. Conclusion: The 44th Amendment was a defining moment, solidifying India's commitment to democratic principles and fundamental rights even in times of crisis, and standing as a bulwark against potential authoritarianism.
2. "How did the 44th Constitutional Amendment Act, 1978, address the criticism that emergency provisions undermine the federal character of India? Discuss with specific reference to changes in National Emergency (Article 352) and President's Rule (Article 356)." (10 marks, 150 words)
Key Points/Structure: Intro: Acknowledge the criticism of emergency provisions undermining federalism (Centre becoming all-powerful) and the 44th Amendment's role in addressing it. Changes related to National Emergency (Art 352) & Federalism: "Armed Rebellion" Ground, Proclamation for "Part of India" (spiritually aligning). Changes related to President's Rule (Art 356) & Federalism: Restrictions on Extension Beyond 1 Year, Judicial Review (Bommai's reliance on 44th spirit), Assembly Suspension vs. Dissolution. Overall Impact on Federalism: The amendments reduced the Centre's arbitrary power, compelled greater accountability, and limited the duration of central rule, thereby strengthening the federal balance. Conclusion: The 44th Amendment played a vital role in recalibrating Centre-State balance, ensuring emergency powers are exercised as exceptions, not tools to subvert federal democracy.
3. "The journey of judicial review of emergency proclamations in India reflects a dynamic interplay between executive power and constitutional guardianship. Trace this evolution through key judgments, highlighting how the Supreme Court sought to prevent the transformation of a 'constitutional safety valve' into a 'political weapon'." (15 marks, 250 words)
Key Points/Structure: Intro: Dual nature of emergency powers and historical tension. Initial Reluctance: Political question doctrine, 38th Amendment, ADM Jabalpur (judicial deference). Turning Point – Minerva Mills (1980): Established judicial review as basic feature for Art 352 (mala fide, perversity). Watershed – S.R. Bommai (1994): Solidified judicial review for Art 356 (objective material, floor test, restoration power) – crucial in preventing 'political weapon' use. Impact & Prevention: Judgments, with 44th Am., reined in executive excesses, enforced parliamentary accountability, protected federalism and rights. Conclusion: Judiciary's role central to reinforcing constitutionalism and ensuring emergency powers are exceptional.
4. "The S.R. Bommai judgment is considered a landmark in the evolution of Indian federalism. Discuss its key tenets regarding the imposition of President's Rule (Article 356) and analyze how it has impacted Centre-State relations in India." (10 marks, 150 words)
Key Points/Structure: Intro: S.R. Bommai as pivotal judgment shaping Centre-State relations on Art 356. Key Tenets: Judicial Review (subject to), Objective Material (President's satisfaction based on), Last Resort (sparingly used), Assembly Status (suspended, not dissolved), Floor Test (majority proved on floor), Restoration Power (SC can restore government). Impact on Centre-State Relations: Reduced Misuse (drastically), Strengthened Federalism (empowered states), Increased Accountability (Centre more accountable), Shift in Dynamics (less confrontational). Conclusion: Bommai redefined central power, transforming Art 356 from 'deadly weapon' to true constitutional safeguard, strengthening India's democracy and federalism.