The Living Parchment

Unveiling the foundational principles that shape India's democratic soul

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Introduction & Summary

The Constitution of India, adopted on November 26, 1949, and enforced on January 26, 1950, is a unique document that reflects the complex socio-political realities and aspirations of a newly independent nation. It is not merely a collection of articles but a living testament to India's commitment to democracy, justice, liberty, equality, and fraternity. Characterized by its unprecedented length, its eclectic borrowing from global constitutional traditions, and its ingenious blend of seemingly contradictory principles like rigidity and flexibility, federalism and unitary features, and parliamentary sovereignty with judicial supremacy, the Indian Constitution stands out. This section will delve into these core characteristics, exploring their nuances, the reasons behind their adoption, and their impact on the Indian polity.

Source: Laxmikanth, Basu, Austin

Core Characteristics

Lengthiest Written Constitution

Originally 395 Articles, 22 Parts, 8 Schedules. Currently ~470 Articles, 25 Parts, 12 Schedules after amendments.

Drawn from Various Sources

A "beautiful mosaic" (Ambedkar) reflecting judicious adaptation of global constitutional features.

Blend of Rigidity & Flexibility

Amended by simple, special, or special + state ratification procedures (Art 368).

Federal System with Unitary Bias

"Quasi-federal" system (K.C. Wheare) with dual polity, division of powers, but a strong Centre.

Parliamentary Government

Executive responsible to legislature, with nominal (President) and real (PM) executives.

Parliamentary Sov. & Judicial Sup.

A balanced system of checks and balances, distinct from UK and USA models.

Integrated & Independent Judiciary

Single hierarchical system (SC at apex) with constitutional safeguards for independence.

Fundamental Rights

Part III guarantees 6 categories of justiciable rights for individual development.

Directive Principles of State Policy

Part IV outlines socio-economic goals for a welfare state; non-justiciable but fundamental.

Fundamental Duties

Added by 42nd Amendment, 11 duties remind citizens of their obligations to nation.

A Secular State

'Secular' added to Preamble (42nd Am.). State maintains neutrality and impartiality towards all religions.

Universal Adult Franchise

Every citizen aged 18+ can vote (61st Am.), ensuring political equality and accountability.

Single Citizenship

Promotes national unity by providing one citizenship for all, irrespective of state.

Emergency Provisions

Elaborate provisions (Art 352, 356, 360) to safeguard sovereignty & integrity during crisis.

Three-tier Government

73rd & 74th Am. (1992) added Panchayats & Municipalities, promoting decentralization.

Cooperative Societies

97th Am. (2011) gave constitutional status, promoting democratic functioning.

In-Depth Exploration

3.1.1: Lengthiest Written Constitution

The Indian Constitution is the lengthiest of all the written constitutions of the world. Originally (1949), it contained a Preamble, 395 Articles (divided into 22 Parts), and 8 Schedules. After numerous amendments, it currently has a Preamble, about 470 Articles (divided into 25 Parts), and 12 Schedules.

Reasons for its Size and Complexity (Elephantine Size):

  • Geographical Vastness and Diversity: India's immense size and extraordinary diversity necessitated detailed provisions.
  • Historical Factors: Influence of the Government of India Act, 1935, a bulky document itself.
  • Single Constitution for Centre and States: Unlike some federations, India has one constitution for both Union and States.
  • Dominance of Legal Luminaries in Constituent Assembly: Lawyers preferred spelling out provisions to avoid ambiguity.
  • Inclusion of Administrative Details: Detailed provisions regarding administration (e.g., All-India Services, Election Commission) to ensure uniformity.
  • Provisions for Weaker Sections: Detailed clauses for SCs, STs, OBCs, and minorities for their protection and upliftment.
  • Incorporation of Fundamental Rights and Directive Principles: Comprehensive chapters added significantly to its length.
  • Provisions for Emergency Situations: Detailed emergency provisions were included.
  • Lessons from Other Constitutions: Framers incorporated and adapted best features from various constitutions.
  • Aspiration for Social Revolution: Granville Austin argues the Constitution aimed at social revolution, requiring detailed provisions.

3.1.2: Drawn from Various Sources: "Patchwork" or "Beautiful Mosaic"?

The Indian Constitution is often described as having been drawn from various sources, borrowing features from the constitutions of many countries as well as from the Government of India Act, 1935. Dr. B.R. Ambedkar stated that the Indian Constitution was framed after "ransacking all the known Constitutions of the World."

Major Sources (Examples):

Source Country/Act Borrowed Features (Examples)
Government of India Act, 1935Federal scheme, office of governor, judiciary, PSCs, emergency provisions, administrative details.
UKParliamentary government, rule of law, legislative procedure, single citizenship, cabinet system, writs.
USAFundamental Rights, judicial review, independence of judiciary, impeachment of President.
IrelandDirective Principles of State Policy, nomination of members to Rajya Sabha, method of President's election.
CanadaFederation with a strong Centre, residuary powers with Centre, appointment of state governors.
AustraliaConcurrent List, freedom of trade and commerce, joint sitting.
Germany (Weimar)Suspension of FRs during Emergency.
USSR (Soviet Union)Fundamental duties, ideals of justice (social, economic, political) in Preamble.
FranceRepublic, ideals of Liberty, Equality, Fraternity in Preamble.
South AfricaProcedure for amendment, election of Rajya Sabha members.
JapanProcedure established by law.

Analysis: "Patchwork" or "Beautiful Mosaic"?

Criticized by some as a "Patchwork" or "Bag of Borrowings" for lacking originality, the Indian Constitution is more accurately a "beautiful mosaic" or a result of judicious adaptation. The framers did not blindly copy; they carefully selected, examined, and modified features to suit unique Indian conditions, needs, and aspirations. This process created a functional, enduring framework tailored to India's diverse society and goal of a welfare state.

3.1.3: Blend of Rigidity and Flexibility

A constitution is rigid if it requires a special procedure for its amendment (e.g., US Constitution). It is flexible if it can be amended in the same manner as ordinary laws (e.g., British Constitution). The Indian Constitution is a synthesis of both rigidity and flexibility.

Procedures for Amendment:

Simple Majority of Parliament

These are outside the scope of Article 368. Examples: Admission/formation of new states (Art 2, 3), abolition or creation of legislative councils in states (Art 169), citizenship acquisition/termination, rules of procedure in Parliament.

Special Majority of Parliament

Requires a majority of the total membership of each House and a majority of not less than two-thirds of the members present and voting. Most of the Constitution is amended this way, including Fundamental Rights and Directive Principles of State Policy.

Special Majority + State Ratification

For amending provisions related to the federal structure of the polity. Requires a special majority of Parliament AND ratification by half of the state legislatures by a simple majority. Examples: Election of the President, extent of executive power, Supreme Court and High Courts, distribution of legislative powers, Article 368 itself.

Rationale for this Blend: Flexibility allows the Constitution to adapt to changing needs and circumstances without resorting to revolutions. Rigidity protects the fundamental principles, federal structure, and rights of states from arbitrary changes by the central government. Dr. Ambedkar called it a flexible federation.

3.1.4: Federal System with Unitary Bias

The Indian Constitution establishes a federal system of government but with several non-federal (or unitary) features, leading to descriptions like "quasi-federal."

Federal Features

  • Dual Polity: Union and States, each with distinct powers.
  • Written Constitution: Clearly defines powers of both levels.
  • Division of Powers: Through Union, State, and Concurrent Lists.
  • Supremacy of the Constitution: Supreme law of the land.
  • Rigid Constitution: Core federal provisions require special amendment.
  • Independent Judiciary: Supreme Court acts as guardian, resolves disputes.
  • Bicameralism: Rajya Sabha represents the states.

Unitary/Non-Federal Features (Strong Centre)

  • Strong Centre: Union List has more subjects, residuary powers with Centre.
  • Single Constitution: Both Centre and States operate under one framework.
  • Single Citizenship: No separate state citizenship.
  • Flexibility of Constitution: Bulk can be amended by Parliament alone.
  • Integrated Judiciary, Election Machinery (ECI), Audit Machinery (CAG).
  • Appointment of Governor: Appointed by President, acts as Centre's agent.
  • All-India Services (IAS, IPS, IFS): Central control over state administration.
  • Emergency Provisions: Federal structure converts to unitary during emergency.
  • Parliament's Authority Over State List: Can legislate on State List under certain circumstances.
  • Veto Over State Bills: Governor can reserve bills for President's absolute veto.

Critical Evaluation: "Quasi-federal", "Cooperative Federalism"

The Indian model is often termed "quasi-federal" (K.C. Wheare), "federation with a centralising tendency" (Ivor Jennings), or "Bargaining Federalism" (Morris Jones). Granville Austin highlighted "Cooperative Federalism," emphasizing interdependence. The framers consciously opted for a strong Centre due to historical experience, national unity needs post-partition, and socio-economic challenges. It is designed to be flexible, functioning as a federation in normal times and unitary during emergencies, with an increasing shift towards cooperative federalism in practice.

3.1.5: Parliamentary Form of Government

India opted for the British parliamentary system of government rather than the American presidential system.

Features of Parliamentary Government in India:

  • Nominal and Real Executives: President (nominal), PM & Council of Ministers (real).
  • Majority Party Rule: Party/coalition with majority forms government.
  • Collective Responsibility: Council of Ministers collectively responsible to Lok Sabha (Art 75(3)).
  • Political Homogeneity: Ministers usually from the same party/ideology.
  • Dual Membership: Ministers are members of both legislature and executive.
  • Leadership of the Prime Minister/Chief Minister.
  • Dissolution of the Lower House: Lok Sabha can be dissolved by President on PM's advice.
  • Secrecy: Ministers operate on principle of secrecy.

Reasons for adoption in India:

  • Familiarity with the System: British rule introduced elements, making Indians familiar.
  • Preference for More Responsibility: Framers preferred accountability over stability (as in presidential system).
  • Need to Avoid Executive-Legislature Conflicts: Promotes harmony between branches.
  • Nature of Indian Society (Heterogeneous): Better suited to accommodate diverse groups through representation.

Distinction from British model:

  • Republic vs. Monarchy: India has an elected head of state (President); Britain has a hereditary Monarch.
  • Parliamentary Sovereignty vs. Constitutional Supremacy: British Parliament is legally sovereign; Indian Parliament's powers are limited by written Constitution, federalism, FRs, and judicial review (Basic Structure).
  • Prime Minister's Membership: In Britain, PM must be a member of the Lower House; in India, PM can be a member of either Lok Sabha or Rajya Sabha.

3.1.6: Synthesis of Parliamentary Sovereignty and Judicial Supremacy

The Indian Constitution strikes a balance between British principle of Parliamentary Sovereignty and American principle of Judicial Supremacy.

Limited Parliamentary Sovereignty

Parliament in India can make laws and amend the Constitution, but its sovereignty is limited by:

  • Written Nature of the Constitution
  • Federal System (division of powers)
  • Fundamental Rights (justiciable, laws violating FRs can be voided)
  • Judicial Review (SC can review constitutionality of laws)
  • Basic Structure Doctrine (cannot amend basic essence of Constitution)

Judicial Supremacy (Power of Judicial Review)

The Indian judiciary, particularly the Supreme Court, has the power of judicial review – to examine the constitutionality of legislative and executive actions.

  • Can declare laws illegal, unconstitutional, and invalid if they violate the Constitution.
  • Scope is narrower than USA ("due process") but broader than UK (Parliament is supreme).
  • Basic Structure Doctrine further strengthens judicial supremacy against arbitrary amendments.

Achieving a Balance:

The Indian constitutional system achieves a sophisticated balance: Parliament makes laws and amends the Constitution, while the Judiciary ensures these conform to the Constitution, especially its basic structure and fundamental rights. This system of checks and balances prevents either organ from becoming supreme, fostering a harmonious relationship while upholding constitutionalism.

3.1.7: Integrated and Independent Judiciary

Single hierarchical system of courts:

Unlike USA where there are separate federal and state court systems, India has an integrated judicial system. The Supreme Court stands at the apex, with High Courts at the state level, and a hierarchy of subordinate courts below them. This single system enforces both central laws and state laws.

Provisions ensuring judicial independence:

  • Security of Tenure: Judges can only be removed by special parliamentary procedure on grounds of proved misbehaviour or incapacity.
  • Fixed Service Conditions: Salaries, allowances cannot be varied to their disadvantage after appointment.
  • Expenses Charged on Consolidated Fund of India (CFI): Non-votable by Parliament, ensuring financial autonomy.
  • Conduct of Judges Cannot be Discussed: Except when an impeachment motion is under consideration.
  • Power to Punish for its Contempt: Protects authority, dignity, and independence of courts.
  • Separation of Judiciary from Executive (Article 50): Prevents executive interference.
  • Ban on Practice after Retirement (for SC Judges): Ensures impartiality during tenure.
  • Appointment of Judges: System aims to minimize executive interference.

3.1.8: Fundamental Rights (Part III)

Part III of the Constitution (Articles 12 to 35) guarantees six categories of Fundamental Rights (originally seven, Right to Property was removed as FR by 44th Amendment).

Categories:

  • Right to Equality (Articles 14–18)
  • Right to Freedom (Articles 19–22)
  • Right against Exploitation (Articles 23–24)
  • Right to Freedom of Religion (Articles 25–28)
  • Cultural and Educational Rights (Articles 29–30)
  • Right to Constitutional Remedies (Article 32 – considered the "heart and soul" of Constitution by Dr. Ambedkar)

Significance: These rights are essential for the all-round development of individuals and promote the ideal of political democracy. They operate as limitations on the tyranny of the executive and arbitrary laws of the legislature. They are justiciable, meaning they are enforceable by courts (one can directly approach SC/HC for violation). However, they are not absolute and can have reasonable restrictions imposed by the state.

3.1.9: Directive Principles of State Policy (Part IV)

Part IV of the Constitution (Articles 36 to 51) deals with DPSPs. Borrowed from the Irish Constitution.

Socio-economic goals: They embody the concept of a 'welfare state' and aim to establish social and economic democracy. They are broadly classified into Socialistic, Gandhian, and Liberal-Intellectual principles.

Nature:

  • Non-justiciable: They are not enforceable by courts for their violation.
  • Fundamental in governance: Article 37 states that these principles are fundamental in the governance of the country and it shall be the duty of the State to apply these principles in making laws.
  • They are like an 'instrument of instructions' to the legislature and executive.
  • The Supreme Court has often used DPSPs to uphold the constitutional validity of laws or to interpret Fundamental Rights (e.g., right to education from Art 21 read with Art 45).

3.1.10: Fundamental Duties (Part IV-A)

Added by the 42nd Amendment Act, 1976, on the recommendations of the Swaran Singh Committee. Part IV-A (Article 51-A) originally contained 10 Fundamental Duties. One more was added by the 86th Amendment Act, 2002 (duty of parent/guardian to provide education opportunities for child aged 6-14). Total 11 FDs now.

Moral obligations of citizens: They serve as a reminder to citizens that while enjoying rights, they also have duties to perform towards the nation and society. Like DPSPs, they are non-justiciable. There is no direct legal sanction for their violation, however, Parliament can make laws to enforce them. They help in interpreting the Constitution and determining the constitutionality of laws.

3.1.11: A Secular State

India is a secular state, meaning the State observes neutrality and impartiality towards all religions. The word 'Secular' was added to the Preamble by the 42nd Amendment, 1976. However, the secular spirit was always present in the Constitution.

Features of Indian secularism (Positive concept):

  • State has no official religion.
  • State treats all religions equally (Sarva Dharma Sama Bhava).
  • Freedom of conscience and right to profess, practice, and propagate religion (Article 25).
  • Right to manage religious affairs (Article 26).
  • Freedom from taxation for promotion of a religion (Article 27).
  • Freedom from attending religious instruction in state-funded educational institutions (Article 28).
  • No discrimination on grounds of religion (Articles 14, 15, 16).
  • State can intervene in religious affairs for social reform and regulation of secular activities.

This concept is distinct from the Western concept of strict separation between church and state. Secularism is a 'basic feature' of the Constitution (S.R. Bommai case).

3.1.12: Universal Adult Franchise

The Indian Constitution adopts universal adult franchise as a basis of elections to the Lok Sabha and the state legislative assemblies. Every citizen who is not less than 18 years of age has a right to vote without any discrimination of caste, race, religion, sex, literacy, wealth, and so on (Article 326).

The voting age was reduced from 21 to 18 years by the 61st Constitutional Amendment Act, 1988. This bold experiment, given the high levels of poverty and illiteracy at independence, promotes political equality and makes the government representative and accountable.

3.1.13: Single Citizenship

Unlike federal states like USA and Switzerland which have dual citizenship (national and state), the Indian Constitution provides for only a single citizenship, i.e., Indian citizenship.

All citizens, irrespective of the state in which they are born or reside, enjoy the same political and civil rights of citizenship all over the country. This feature aims to foster a sense of national unity, common brotherhood, and an integrated Indian identity, discouraging divisive regional loyalties.

3.1.14: Emergency Provisions

The Constitution contains elaborate emergency provisions to enable the President to meet any extraordinary situation effectively. The rationality behind their inclusion is to safeguard the sovereignty, unity, integrity, and security of the country, the democratic political system, and the Constitution.

Three types of emergencies:

  • National Emergency (Article 352): On ground of war or external aggression or armed rebellion.
  • State Emergency (President’s Rule) (Article 356 & 365): On ground of failure of constitutional machinery in states or failure to comply with directions of the Centre.
  • Financial Emergency (Article 360): On ground of threat to financial stability or credit of India.

During an emergency, the Central government becomes all-powerful, and states go into total control of Centre. It converts the federal structure into a unitary one without a formal amendment. These provisions have been a subject of criticism for their potential misuse, especially Article 356.

3.1.15: Three-tier Government

Originally, the Indian Constitution provided for a dual polity (Centre and States). The 73rd and 74th Constitutional Amendment Acts, 1992, added a third tier of government – local self-government (Panchayats and Municipalities).

  • 73rd Amendment Act (1992): Gave constitutional recognition to Panchayats (rural local governments) by adding Part IX and 11th Schedule.
  • 74th Amendment Act (1992): Gave constitutional recognition to Municipalities (urban local governments) by adding Part IX-A and 12th Schedule.

This feature is unique and not found in many other constitutions, making Indian democracy more grassroots-oriented.

3.1.16: Cooperative Societies

The 97th Constitutional Amendment Act of 2011 gave constitutional status and protection to cooperative societies.

  • It made the right to form co-operative societies a fundamental right (Article 19(1)(c)).
  • It included a new Directive Principle of State Policy on promotion of co-operative societies (Article 43B).
  • It added a new Part IX-B to the Constitution entitled “The Co-operative Societies” (Articles 243ZH to 243ZT).

This aims to ensure that cooperative societies function in a democratic, professional, autonomous, and economically sound manner. (Note: In July 2021, the Supreme Court struck down certain provisions of Part IX-B related to state cooperatives, holding that they were passed without state ratification, thus impacting Centre's legislative competence over state cooperative societies. However, provisions related to multi-state cooperative societies remain.)

Analytical Insights

Prelims-ready Notes

  • Lengthiest Written: Due to diversity, GoI Act 1935 influence, single constitution, detailed admin provisions.
  • Drawn from Various Sources: Not patchwork, but "beautiful mosaic" – judicious adaptation.
  • Rigidity & Flexibility: Art 368 (Special Majority, Special Maj + State Ratification); also Simple Majority.
  • Federal with Unitary Bias: "Quasi-federal" (Wheare), "Cooperative Federalism" (Austin).
  • Parliamentary Form: Collective responsibility, nominal/real exec. Differs from UK (Republic vs Monarchy).
  • Synthesis of Parl. Sov. & Judicial Sup.: Parliament limited by written Const, FRs, judicial review (Basic Structure).
  • Integrated & Independent Judiciary: Single hierarchy, security of tenure, charged on CFI.
  • Fundamental Rights (Part III): 6 categories, justiciable, qualified. Art 32.
  • DPSP (Part IV): Socio-economic goals. Non-justiciable but fundamental in governance.
  • Fundamental Duties (Part IV-A): Art 51A (11 duties). 42nd Am. Non-justiciable.
  • Secular State: Positive secularism. No state religion. Basic Feature.
  • Universal Adult Franchise: Art 326. Age 18+ (61st Am).
  • Single Citizenship: Promotes unity.
  • Emergency Provisions: Art 352, 356, 360. Unitary during emergency.
  • Three-tier Govt: Panchayats (73rd Am), Municipalities (74th Am).
  • Cooperative Societies: 97th Am (2011). FR (Art 19), DPSP (Art 43B).

Mains-ready Analytical Notes

  • Lengthiest Constitution: A Necessity, Not a Flaw. Conscious choice for clarity, diversity, preventing subversion, and social transformation.
  • "Borrowed" Constitution: Strength in Adaptation. Genius in skillfully adapting global best practices to India's unique socio-political milieu.
  • Federalism: A Sui Generis Indian Model. 'Union of States' (Art 1) emphasizes indestructible Union. Deliberate unitary bias for national unity, planning, and development. Dynamic between Centre and States (cooperative/competitive/bargaining).
  • Parliamentary System: Deliberate Choice for Accountability. Prioritized executive accountability. Challenges: coalition politics, executive dominance, anti-defection law, declining standards.
  • Judicial Review and Basic Structure: Pillars of Constitutionalism. Prevents legislative excesses and protects the fundamental essence. Constant test in contemporary debates.
  • Fundamental Rights vs. DPSPs: A Harmonious Construction. Complementary roles, judiciary has evolved to balance them, expanding FRs by reading with DPSPs.
  • Secularism: An Evolving and Contested Ideal. Unique positive conception, but practice often contested (minority rights, UCC, state intervention).
  • Emergency Provisions: Necessary Evil or Potential Threat? Safety valve, but criticized for misuse (Art 356). Judicial safeguards (Bommai case).

Current Affairs & Developments

Federalism Debates

  • Ongoing discussions on GST compensation, powers of central agencies (ED, CBI) in states, role of Governor.
  • Demands for greater state fiscal autonomy.
  • Example: Tussles between Delhi government and LG, or between states like Kerala/Tamil Nadu and the Centre over financial allocations or Governor's assent to bills.

Judicial Independence & UCC

  • Discussions around the Collegium system for judicial appointments, judicial vacancies, and perceived executive influence on judiciary.
  • The Law Commission soliciting views on Uniform Civil Code (UCC) and the Uttarakhand UCC Bill (Feb 2024) have brought secularism, religious freedom, and equality into sharp focus.

Parliamentary Functioning & Emergency Powers (Context)

  • Debates on disruptions in Parliament, use of ordinances, passage of bills with limited discussion, and role of Speaker.
  • Context of Manipur Violence: Discussions about the efficacy of constitutional machinery and the Centre's role (indirectly touching upon emergency-like situations), even if Article 356 was not formally invoked fully.

Cooperative Societies Amendment Impact

  • The SC judgment in July 2021 on the 97th Amendment, striking down provisions concerning state cooperatives due to lack of state ratification, underscored the federal principle in constitutional amendments.
  • Highlights the blend of rigidity and flexibility and federal sensitivities in India's constitutional framework.

UPSC Previous Year Questions

Prelims MCQs:

1. Which of the following are regarded as the main features of the ‘Rule of Law’? (UPSC CSE 2018)

  1. Limitation of powers
  2. Equality before law
  3. People’s responsibility to the Government
  4. Liberty and civil rights

Select the correct answer using the code given below:

(a) 1 and 3 only (b) 2 and 4 only (c) 1, 2 and 4 only (d) 1, 2, 3 and 4

Answer: (c)

Hint/Explanation: Rule of Law (a feature of Indian parliamentary system borrowed from UK) includes limitation of powers (no arbitrary power), equality before law, and protection of liberty/civil rights. People's responsibility to government is not a core tenet of Rule of Law; rather, government's responsibility to law/people is.

2. Consider the following statements: (UPSC CSE 2017)

  1. The Parliament of India can place a particular law in the Ninth Schedule of the Constitution of India.
  2. The validity of a law placed in the Ninth Schedule cannot be examined by any court and no judgement can be made on it.

Which of the statements given above is/are correct?

(a) 1 only (b) 2 only (c) Both 1 and 2 (d) Neither 1 nor 2

Answer: (a)

Hint/Explanation: Statement 1 is correct. Statement 2 is incorrect after the I.R. Coelho case (2007), where SC held that laws placed in Ninth Schedule after April 24, 1973 (Kesavananda Bharati judgment date) are open to judicial review if they violate basic structure (including FRs). This relates to judicial supremacy and limits on parliamentary sovereignty.

Mains Questions:

1. "The Indian party system is passing through a phase of transition which looks to be full of contradictions and paradoxes." Discuss. (UPSC CSE 2016)

Direction/Value Points:

  • Analyze features like decline of one-party dominance, rise of coalition politics, regional parties' influence, anti-defection law impact, role of ideology vs. personality, electoral finance.
  • Contradictions: Strong national mandate vs. federal assertions; anti-defection vs. legislative dissent; populist measures vs. fiscal prudence. Relate to how these affect parliamentary government's stability and accountability.

2. To what extent is the Supreme Court of India a 'guardian of the Constitution'? Discuss in the light of its power of judicial review and the doctrine of 'basic structure'.

Direction/Value Points:

  • Introduction: SC as ultimate interpreter and guardian.
  • Judicial Review: Power to examine constitutionality of laws (Art 13, 32, 226). Striking down ultra vires laws. Protecting FRs.
  • Basic Structure Doctrine (Kesavananda Bharati): SC's power to strike down constitutional amendments violating basic features. Examples of basic features. How this protects core constitutional values.
  • Other roles: Protector of federal balance, advisory jurisdiction.
  • Limitations/Criticisms: Judicial activism vs. restraint, delays, appointments controversy.
  • Conclusion: SC plays a vital role as guardian, but faces challenges. Its power of judicial review and basic structure doctrine are crucial tools.

3. Do you think the Constitution of India is federal in spirit even though it has many unitary features? Argue your case. (UPSC CSE 2023, similar theme)

Direction/Value Points:

  • Introduction: Acknowledge the debate on India's federal nature.
  • Unitary Features: List key ones (strong centre, single citizenship, Governor's role, emergency provisions, etc.). Explain why they were included (national unity, security).
  • Federal Features: List key ones (dual polity, division of powers, written/supreme constitution, independent judiciary).
  • Arguments for "Federal in Spirit": Operational aspects (states have significant autonomy), political dynamics (rise of regional parties, states asserting rights), Cooperative Federalism (institutions like GST Council), Judicial Interpretation (SC upholding federal principles).
  • Counter-arguments / Challenges to Federal Spirit: Over-centralization, fiscal dependence, misuse of central agencies.
  • Conclusion: While structurally having a unitary bias for historical and contextual reasons, the Indian Constitution operates with a federal spirit, characterized by dynamic Centre-State relations and increasing assertiveness of states.

Test Your Understanding: Prelims MCQs

1. Which of the following provisions of the Indian Constitution can be amended by a simple majority of the Parliament without requiring recourse to Article 368?

  1. Admission or establishment of new states.
  2. Fundamental Rights.
  3. Abolition or creation of legislative councils in states.
  4. Election of the President and its manner.

Select the correct answer using the code given below:

(a) 1 and 3 only (b) 2 and 4 only (c) 1, 3 and 4 only (d) 1, 2, 3 and 4

Answer: (a)

Explanation: Fundamental Rights (2) and Election of President (4) require amendment under Article 368 (special majority, and special majority + state ratification for President's election respectively). Admission/establishment of new states (Art 2/3) and creation/abolition of legislative councils (Art 169) can be done by simple majority.

2. The feature of "Integrated Judiciary" in the Indian Constitution implies that:

(a) The Supreme Court and High Courts have equal powers of judicial review.

(b) There are separate court systems for enforcing Central and State laws.

(c) A single, hierarchical system of courts enforces both Central and State laws, with the Supreme Court at its apex.

(d) The judiciary is completely merged with the executive branch for efficient justice delivery.

Answer: (c)

Explanation: Integrated judiciary means a single hierarchy of courts, unlike the dual court system in the USA. It enforces both sets of laws. Option (d) is incorrect as separation of judiciary from executive is a key principle. Option (a) is incorrect as SC has wider jurisdiction.

3. Which of the following is NOT a characteristic feature of the Indian Parliamentary form of government?

(a) Collective responsibility of the executive to the legislature.

(b) Presence of both nominal and real executives.

(c) Strict separation of powers between the executive and legislative branches.

(d) Leadership of the Prime Minister in the Council of Ministers.

Answer: (c)

Explanation: Parliamentary system is characterized by fusion or overlap between executive and legislature (ministers are members of legislature), not strict separation of powers which is a feature of the Presidential system. Options (a), (b), and (d) are features of Indian parliamentary system.

Deep Dive: Mains Descriptive Questions

1. "The Indian Constitution is a masterpiece of pragmatic compromise, skillfully blending diverse constitutional principles to suit India's unique needs." Critically analyze this statement with specific reference to its federal structure and the balance between parliamentary sovereignty and judicial supremacy.

Key Points/Structure for Answering:

  • Introduction: Agree with the statement, highlight the framers' pragmatic approach and the Constitution as a dynamic document.
  • Federal Structure as a Compromise: Discuss the conscious blend of federal (dual polity, division of powers, written constitution, independent judiciary) and unitary features (strong Centre, single citizenship, appointed Governor, emergency powers). Explain the rationale for a strong Centre (national unity, security post-partition, socio-economic challenges). Conclude it's a unique "quasi-federal" or "cooperative federalism" model.
  • Parliamentary Sovereignty vs. Judicial Supremacy as a Compromise: Elaborate on how India rejected absolute British parliamentary sovereignty (due to written Constitution, Fundamental Rights, federalism) and absolute US-style judicial supremacy (initially via "procedure established by law"). Explain the resulting synthesis: Parliament's power to legislate and amend, balanced by the judiciary's power of judicial review and the 'Basic Structure Doctrine'. Discuss how this prevents legislative tyranny and ensures constitutionalism.
  • Other Examples of Blends (briefly): Briefly mention the blend of rigidity and flexibility in the amendment procedure as another example of pragmatic compromise.
  • Critical Analysis: Acknowledge the successes (enduring framework, accommodation of diversity, upholding democratic values) and persistent challenges/tensions (ongoing Centre-State conflicts, debates on judicial activism/overreach, strains on parliamentary functioning).
  • Conclusion: Reiterate that the Indian Constitution's genius lies in its ability to create a functional and resilient framework by synthesizing diverse principles, making it a dynamic and living document capable of navigating complex challenges.

2. The framers of the Indian Constitution consciously chose a Parliamentary form of government. Evaluate the reasons for this choice and discuss the contemporary challenges that this system faces in India in ensuring responsible and effective governance.

Key Points/Structure for Answering:

  • Introduction: State the adoption of the parliamentary system, highlighting it as a deliberate and reasoned choice over the presidential system.
  • Reasons for Adoption:
    • Familiarity with the System: Legacy of British colonial rule and experience with parliamentary institutions.
    • Preference for Responsibility over Stability: Framers, especially Dr. Ambedkar, prioritized daily and periodic accountability of the executive to the legislature.
    • Need to Avoid Executive-Legislature Conflicts: Parliamentary system inherently promotes harmony between branches as the executive is drawn from and responsible to the legislature.
    • Suitability for Heterogeneous Society: Offers greater scope for accommodating diverse groups and interests through representation in the Council of Ministers.
  • Contemporary Challenges to Responsible Governance:
    • Coalition Instability: While less common at the Centre currently, historical instances and state-level politics show frequent government changes, leading to policy paralysis.
    • Executive Dominance: When a ruling party has an overwhelming majority, the legislature's oversight role can be weakened, leading to reduced debate and bypassing of parliamentary committees.
    • Anti-Defection Law (Tenth Schedule): While curbing instability, it can restrict legislative freedom of members, strengthening party whip over individual conscience or constituency needs.
    • Decline in Parliamentary Standards: Issues like frequent disruptions, low attendance, and lack of quality debate erode the system's effectiveness.
    • Criminalization of Politics: Impact on the integrity and functioning of the legislature.
  • Contemporary Challenges to Effective Governance:
    • Policy Paralysis vs. Rushed Legislation: Depending on majority, either inaction or hasty law-making without adequate scrutiny can occur.
    • Populism vs. Long-term Planning: Short-term electoral gains often overshadow long-term national interest.
    • Implementation Deficits: Even well-conceived policies can suffer from poor execution due to bureaucratic inertia or lack of capacity.
    • Corruption and Lack of Transparency.
  • Strengths that still endure: Potential for dynamic accountability, adaptability to crises, and broad representation.
  • Conclusion: While the parliamentary system was a well-reasoned choice for India's foundational democracy, its effectiveness in contemporary India depends on addressing systemic challenges to ensure it truly delivers responsible and effective governance as envisioned by the framers.